Plan Snapshot
- Plan Sponsor: Schmueser Gordon Meyer, INC.
- Sponsor EIN: 841015600
- Sponsor Address: 118 WEST 6TH STREET SUITE 200, GLENWOOD SPRINGS, CO, 81601
- Plan Type: 401(k)
- Total Participants: 116
- Total Assets: $23.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 116 | $23.5M | $477,347 | $1.5M |
| 2023 | 117 | $19.5M | $456,303 | $1.4M |
| 2022 | 116 | $15.7M | $300,650 | $1.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ELEVATE CAPITAL ADVISORS LLC | INVESTMENT ADVISOR | $42,344 | — | $42,344 |
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MGMT | $17,966 | — | $17,966 |
| EMPOWER ANNUITY INSURANCE COMPANY | RECORDKEEPER | $13,474 | — | $13,474 |
| LEAFHOUSE FINANCIAL ADVISORS, LLC | INVESTMENT ADVISOR | $10,587 | — | $10,587 |
| DWC CPAS AND ADVISORS | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $84,371
- Estimated Expense Ratio: 0.359% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $84,371 | $70,897 | — | — | — |
| 2023 | $67,415 | $55,990 | — | — | — |
| 2022 | $103,710 | — | $103,710 | — | — |