Plan Snapshot
- Plan Sponsor: Kl&A, INC.
- Sponsor EIN: 943216913
- Sponsor Address: 1717 WASHINGTON AVENUE SUITE 100, GOLDEN, CO, 80401
- Plan Type: 401(k)
- Total Participants: 110
- Total Assets: $17.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 110 | $17.3M | $247,409 | $1.2M |
| 2023 | 109 | $13.5M | $229,257 | $1.1M |
| 2022 | 132 | $10.6M | $190,240 | $997,401 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NFP RETIREMENT INC. | INVESTMENT ADVISOR | $35,606 | — | $35,606 |
| EMPOWER ANNUITY INSURANCE COMPANY O | RECORDKEEPER | $20,286 | — | $20,286 |
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MGMT | $6,324 | — | $6,324 |
| WIPFLI, LLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- WIPFLI, LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $62,216
- Estimated Expense Ratio: 0.360% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $66,033 | $41,930 | — | — | — |
| 2023 | $53,542 | $34,231 | — | — | — |
| 2022 | — | — | — | — | — |