Plan Snapshot
- Plan Sponsor: Stites & Harbison
- Sponsor EIN: 610680249
- Sponsor Address: 400 WEST MARKET STREET, SUITE 1800, LOUISVILLE, KY, 402023352
- Plan Type: DC
- Total Participants: 323
- Total Assets: $183.6M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 323 | $183.6M | $2.5M | $3.4M |
| 2023 | 312 | $170.3M | $2.2M | $3.3M |
| 2022 | 315 | $154.9M | $2.4M | $3.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CAPFINANCIAL PARTNERS LLC | NONE | $55,000 | — | $55,000 |
| T. ROWE PRICE RPS INC. | NONE | $52,590 | — | $52,590 |
| CROWE LLP | NONE | $30,592 | — | $30,592 |
| RETIREMENT MANAGEMENT SERVICES, LLC | NONE | $7,860 | — | $7,860 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $146,042
- Estimated Expense Ratio: 0.080% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $146,061 | $62,860 | — | $30,592 | — |
| 2023 | $152,457 | $62,650 | $956 | $36,480 | — |
| 2022 | $97,818 | $62,552 | — | — | $5,100 |