Plan Snapshot
- Plan Sponsor: Lloyd & Mcdaniel PLLC
- Sponsor EIN: 610861142
- Sponsor Address: 700 N HURSTBOURNE PARKWAY SUITE 200, LOUISVILLE, KY, 40222
- Plan Type: 401(k)
- Total Participants: 220
- Total Assets: $9.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 220 | $9.2M | $422,189 | $760,937 |
| 2023 | 133 | $9.6M | $257,815 | $488,318 |
| 2022 | 131 | $8.0M | $255,252 | $502,604 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EPIC RETIREMENT PLAN SERIVCES | NONE | $23,390 | — | $23,390 |
| PINNACLE BANK | NONE | $22,478 | — | $22,478 |
| PRONVEST | NONE | $10,089 | — | $10,089 |
| MONROE SHINE & CO., INC. | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- EPIC RETIREMENT PLAN SERIVCES — NONE
- MONROE SHINE & CO., INC. — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $55,957
- Estimated Expense Ratio: 0.607% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $57,556 | $34,166 | — | — | — |
| 2023 | $74,985 | $54,496 | — | — | — |
| 2022 | $52,431 | — | — | — | — |