Plan Snapshot
- Plan Sponsor: Frost Brown Todd LLP
- Sponsor EIN: 610722001
- Sponsor Address: 400 WEST MARKET STREET, LOUISVILLE, KY, 40202
- Plan Type: 401(k)
- Total Participants: 436
- Total Assets: $179.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 436 | $179.0M | $2.5M | $6.0M |
| 2023 | 437 | $154.1M | $2.3M | $5.4M |
| 2022 | 429 | $114.7M | $2.1M | $4.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CAPITAL MGMT SERVICES INC | NONE | $26,184 | — | $26,184 |
| BARTLETT & CO WEALTH MANAGEMENT | NONE | $23,644 | — | $23,644 |
| HARDING, SHYMANSKI & COMPANY, P.S.C | Auditor | $22,300 | — | $22,300 |
| HARDING SHYMANSKI AND COMPANY P.S.C | NONE | $22,300 | — | $22,300 |
| T ROWE PRICE RPS INC | NONE | $18,185 | — | $18,185 |
| FORT WASHINGTON INVESTMENT ADV | NONE | $11,800 | — | $11,800 |
| MJ RETIREMENT | NONE | $8,723 | — | $8,723 |
| PROCOURSE FIDUCIARY ADVISORS, LLC | NONE | $8,387 | — | $8,387 |
| OPUS CAPITAL GROUP LLC | NONE | $7,231 | — | $7,231 |
| SAVANT CAPITAL LLC | NONE | $7,000 | — | $7,000 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- HARDING, SHYMANSKI & COMPANY, P.S.C — Auditor
- SAVANT CAPITAL LLC — NONE
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $155,754
- Estimated Expense Ratio: 0.087% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $138,338 | $84,246 | — | $22,300 | — |
| 2023 | $141,942 | $15,543 | — | $1,200 | — |
| 2022 | $137,699 | $19,030 | — | — | $16,520 |