Plan Snapshot
- Plan Sponsor: Spooner, INC.
- Sponsor EIN: 203968517
- Sponsor Address: 14287 N. 87TH STREET SUITE 220, SCOTTSDALE, AZ, 85260
- Plan Type: 401(k)
- Total Participants: 552
- Total Assets: $17.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 552 | $17.7M | $729,710 | $1.7M |
| 2023 | 520 | $14.4M | $592,467 | $1.7M |
| 2022 | 479 | $10.7M | $687,965 | $1.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | RECORDKEEPER | $68,285 | — | $68,285 |
| UBS FINANCIAL SERVICES INC | INVESTMENT ADVISOR | $25,000 | — | $25,000 |
| KIMBERLIN COMPANY PLLC | AUDITOR | $9,500 | — | $9,500 |
| KIMBERLIN COMPANY, PLLC | Auditor | $9,500 | — | $9,500 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- KIMBERLIN COMPANY, PLLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $112,285
- Estimated Expense Ratio: 0.633% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $107,095 | $29,310 | — | $9,500 | — |
| 2023 | $75,954 | $27,998 | — | $4,375 | — |
| 2022 | $71,604 | $27,236 | $31,993 | — | $12,375 |