Plan Snapshot
- Plan Sponsor: Slocum & Sons, INC.
- Sponsor EIN: 161506643
- Sponsor Address: 30 CORPORATE DRIVE, NORTH HAVEN, CT, 06473
- Plan Type: 401(k)
- Total Participants: 82
- Total Assets: $12.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 82 | $12.1M | $134,162 | $429,338 |
| 2023 | 90 | $10.5M | $151,740 | $481,250 |
| 2022 | 90 | $9.5M | $155,313 | $487,272 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| DAVIE KAPLAN CPA PC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- DAVIE KAPLAN CPA PC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $4,523 | $3,755 | — | — | — |
| 2023 | $3,841 | $2,997 | — | — | — |
| 2022 | $4,092 | $3,232 | — | — | — |