Plan Snapshot
- Plan Sponsor: Slocum-Dickson Medical Group, PLLC
- Sponsor EIN: 200362623
- Sponsor Address: 1729 BURRSTONE ROAD, NEW HARTFORD, NY, 13413
- Plan Type: 401(k)
- Plan Number: 002
- Total Participants: 413
- Total Assets: $87.1M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 413 | $87.1M | $2.3M | $1.7M |
| 2023 | 444 | $87.7M | $2.0M | $1.7M |
| 2022 | 483 | $81.4M | $2.3M | $1.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NBT BANCORP, N.A. | Recordkeeper | $301,408 | — | $301,408 |
| MAKROD INVESTMENT ASSOCIATES | Other Service Provider | $48,738 | — | $48,738 |
| STRATEGIC FINANCIAL SERVICES | Other Service Provider | $31,181 | — | $31,181 |
| ASCENT WEALTH PARTNERS, LLC | Other Service Provider | $28,479 | — | $28,479 |
| CHARLES SCHWAB TRUST BANK | Recordkeeper | $16 | $21,200 | $21,216 |
| BIRCH WEALTH INC | Other Service Provider | $10,869 | — | $10,869 |
| HFR WEALTH MANAGEMENT LLC | Other Service Provider | $10,782 | — | $10,782 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- NBT BANCORP, N.A. — Recordkeeper
- CHARLES SCHWAB TRUST BANK — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $452,673
- Estimated Expense Ratio: 0.519% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $329,705 | $28,479 | — | — | — |
| 2023 | $310,043 | $22,793 | — | — | — |
| 2022 | $323,776 | $57,803 | — | — | — |