Plan Snapshot
- Plan Sponsor: Roth Capital Partners, LLC
- Sponsor EIN: 330947643
- Sponsor Address: 888 SAN CLEMENTE DRIVE, NEWPORT BEACH, CA, 92660
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 208
- Total Assets: $54.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|
| 2023 | 208 | $54.7M | $689,093 | $3.8M |
| 2022 | 213 | $45.5M | $588,161 | $2.3M |