Plan Snapshot
- Plan Sponsor: Kayne Anderson Capital Advisors, L.P.
- Sponsor EIN: 954486379
- Sponsor Address: 2121 AVE OF THE STARS, 9TH FL., LOS ANGELES, CA, 90067
- Plan Type: 401(k)
- Total Participants: 345
- Total Assets: $140.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 345 | $140.7M | $6.3M | $5.5M |
| 2023 | 330 | $126.8M | $6.0M | $5.3M |
| 2022 | 335 | $109.0M | $5.4M | $4.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PCS RETIREMENT, LLC | CONTRACT ADMINISTRATOR | $358,982 | — | $358,982 |
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $11,614 | — | $11,614 |
| QUIGLEY & MIRON | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PCS RETIREMENT, LLC — CONTRACT ADMINISTRATOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $370,596
- Estimated Expense Ratio: 0.263% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $372,865 | — | $372,865 | — | — |
| 2023 | $238,757 | — | $238,757 | — | — |
| 2022 | $227,606 | — | $227,606 | — | — |