Plan Snapshot
- Plan Sponsor: Houlihan Lokey
- Sponsor EIN: 952770395
- Sponsor Address: 10250 CONSTELLATION BLVD.,5TH FLOOR, LOS ANGELES, CA, 900676802
- Plan Type: 401(k)
- Total Participants: 1,648
- Total Assets: $396.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,648 | $396.4M | $4.0M | $29.5M |
| 2023 | 1,677 | $324.8M | $3.9M | $27.4M |
| 2022 | 1,625 | $251.1M | $3.3M | $24.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INC | NONE | $177,614 | — | $177,614 |
| BFSG LLC | NONE | $23,868 | — | $23,868 |
| TLG ADVISORS INC | NONE | $15,602 | — | $15,602 |
| FORVIS MAZARS, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- SCHWAB RETIREMENT PLAN SERVICES,INC — NONE
- BFSG LLC — NONE
- FORVIS MAZARS, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $217,084
- Estimated Expense Ratio: 0.055% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $218,605 | $41,041 | — | — | — |
| 2023 | $170,080 | $17,267 | — | — | — |
| 2022 | $174,718 | $11,756 | — | — | — |