Plan Snapshot
- Plan Sponsor: Rotech Healthcare INC.
- Sponsor EIN: 030408870
- Sponsor Address: 6251 CHANCELLOR DRIVE, SUITE 119, ORLANDO, FL, 32809
- Plan Type: 401(k)
- Total Participants: 3,273
- Total Assets: $74.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 3,273 | $74.7M | $0 | $9.4M |
| 2023 | 3,148 | $64.7M | $0 | $8.8M |
| 2022 | 2,865 | $52.6M | $0 | $7.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | RECORDKEEPER | $321,153 | — | $321,153 |
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MGMT | $20,920 | — | $20,920 |
| GLOBAL RETIREMENT PARTNERS LLC | INVESTMENT ADVISOR | $17,500 | — | $17,500 |
| CARON & BLETZER, PLLC | AUDITOR | $16,400 | — | $16,400 |
| WELLTH ADVISORY SERVICES LLC | INVESTMENT ADVISOR | $12,500 | — | $12,500 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $388,473
- Estimated Expense Ratio: 0.520% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $411,017 | $50,920 | — | $16,400 | — |
| 2023 | $328,258 | $47,477 | — | $7,500 | — |
| 2022 | $310,210 | — | $301,110 | — | — |