Plan Snapshot
- Plan Sponsor: Rockwell Architecture, Planning And Design, P.C.
- Sponsor EIN: 133217306
- Sponsor Address: 5 UNION SQUARE WEST, NEW YORK, NY, 10003
- Plan Type: 401(k)
- Total Participants: 288
- Total Assets: $39.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 288 | $39.4M | $1.0M | $2.7M |
| 2023 | 282 | $31.5M | $950,891 | $2.3M |
| 2022 | 260 | $24.5M | $710,557 | $1.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CITRIN COOPERMAN & COMPANY, LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $98,945 | $62,417 | $36,528 | — | — |
| 2023 | $79,281 | $47,598 | $31,683 | — | — |
| 2022 | $68,447 | $43,705 | $24,742 | — | — |