Plan Snapshot
- Plan Sponsor: Robert A.M. Stern Architects, LLP
- Sponsor EIN: 133471765
- Sponsor Address: ONE PARK AVENUE, 16TH FLOOR, NEW YORK, NY, 10016
- Plan Type: 401(k)
- Total Participants: 230
- Total Assets: $77.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 230 | $77.5M | $144 | $2.6M |
| 2023 | 245 | $69.0M | $0 | $2.4M |
| 2022 | 250 | $57.7M | $0 | $2.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | Recordkeeper | $62,056 | — | $62,056 |
| THE VANGUARD GROUP, INC. | Recordkeeper | $37,484 | — | $37,484 |
| ANCHIN, BLOCK & ANCHIN | Auditor | $33,225 | — | $33,225 |
| VANGUARD ADVISERS INC. | Recordkeeper | $24,752 | — | $24,752 |
| CBIZ BENEFITS & INS SVCS | Other Service Provider | $6,500 | — | $6,500 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- UBS FINANCIAL SERVICES INC. — Recordkeeper
- THE VANGUARD GROUP, INC. — Recordkeeper
- ANCHIN, BLOCK & ANCHIN — Auditor
- VANGUARD ADVISERS INC. — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $164,017
- Estimated Expense Ratio: 0.212% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $162,100 | — | — | — | — |
| 2023 | $141,991 | — | — | — | — |
| 2022 | $116,161 | — | — | — | — |