Plan Snapshot
- Plan Sponsor: Plan Compliance Services, INC.
- Sponsor EIN: 593708427
- Sponsor Address: 2454 MCMULLEN BOOTH ROAD, CLEARWATER, FL, 33759
- Plan Type: 401(k)
- Total Participants: 1,302
- Total Assets: $28.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,302 | $28.5M | $1.1M | $2.0M |
| 2023 | 299 | $13.1M | $67,300 | $131,430 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| AMERICAN PENSION SERVICES, LLC | THIRD PARTY ADMINISTRATO | — | $44,931 | $44,931 |
| CETERA INVESTMENT ADVISERS LLC | SERVICE PROVIDER | — | $21,353 | $21,353 |
| CLEAR CREEK FINANCIAL MANAGEMENT | SERVICE PROVIDER | — | $15,941 | $15,941 |
| NORTHWESTERN MUTUAL INVESTMENT | BROKER/DEALER | — | $10,878 | $10,878 |
| SMITH & HOWARD,PC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- NORTHWESTERN MUTUAL INVESTMENT — BROKER/DEALER
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $93,103
- Estimated Expense Ratio: 0.327% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $148,567 | $9,350 | $137,622 | — | — |
| 2023 | $1,307 | — | $1,134 | — | — |