Plan Snapshot
- Plan Sponsor: Plan Compliance Services, INC.
- Sponsor EIN: 593708427
- Sponsor Address: 2454 N. MCMULLENT BOOTH ROAD, SUITE, CLEARWATER, FL, 33759
- Plan Type: 401(k)
- Total Participants: 1,167
- Total Assets: $72.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,167 | $72.1M | $3.3M | $6.5M |
| 2023 | 773 | $54.7M | $1.4M | $2.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| AMERICAN PENSION SERVICES, LLC | CONTRACT ADMIN | $236,152 | — | $236,152 |
| EMPOWER ANNUITY INSURANCE COMPANY | RECORDKEEPER | $88,090 | — | $88,090 |
| SECURITIES AMERICA ADVISORS | INVESTMENT ADVISOR | $83,165 | — | $83,165 |
| CREATIVE PLANNING LLC | OTHER | $39,307 | — | $39,307 |
| MESIROW FINANCIAL INVESTMENT | OTHER | $7,519 | — | $7,519 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $454,233
- Estimated Expense Ratio: 0.630% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $320,447 | — | $320,447 | — | — |
| 2023 | $58,432 | — | $58,432 | — | — |