Plan Snapshot
- Plan Sponsor: Pandi Capital LLC
- Sponsor EIN: 271779970
- Sponsor Address: 209 WEST 47TH STREET, SUITE 200, KANSAS CITY, MO, 64112
- Plan Type: 401(k)
- Total Participants: 513
- Total Assets: $31.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 513 | $31.4M | $1.2M | $2.7M |
| 2023 | 464 | $26.3M | $1.0M | $2.5M |
| 2022 | 528 | $22.0M | $1.1M | $2.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | RECORDKEEPER | $82,941 | — | $82,941 |
| ASCENSUS HOLDINGS INC | CONTRACT ADMIN | $59,004 | — | $59,004 |
| PICKETT, CHANEY & MCMULLEN LLP | AUDITOR | $15,350 | — | $15,350 |
| CREATIVE PLANNING HOLDCO LLC | INVESTMENT ADVISOR | $12,875 | — | $12,875 |
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MGMT | $12,051 | — | $12,051 |
| CREATIVE PLANNING LLC | INVESTMENT ADVISOR | $6,183 | — | $6,183 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PICKETT, CHANEY & MCMULLEN LLP — AUDITOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $188,404
- Estimated Expense Ratio: 0.599% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $188,602 | — | $188,602 | — | — |
| 2023 | $211,643 | — | $211,643 | — | — |
| 2022 | $191,731 | — | $191,731 | — | — |