Plan Snapshot
- Plan Sponsor: New Leaf Community Markets, INC.
- Sponsor EIN: 770077955
- Sponsor Address: 1101 PACIFIC AVENUE, SANTA CRUZ, CA, 95060
- Plan Type: 401(k)
- Total Participants: 560
- Total Assets: $17.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 560 | $17.1M | $501,040 | $1.4M |
| 2023 | 484 | $10.6M | $281,259 | $776,062 |
| 2022 | 502 | $8.7M | $59,485 | $144,986 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| HUMAN INVESTING | ADVISOR | $31,556 | — | $31,556 |
| NEWPORT GROUP, INC. | RECORDKEEPER | $8,675 | — | $8,675 |
| APRIO, LLP | ADVISOR | $8,000 | — | $8,000 |
| KBF CPAS LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- KBF CPAS LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $48,231
- Estimated Expense Ratio: 0.282% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $48,231 | $39,556 | $900 | — | — |
| 2023 | $38,617 | $23,301 | $1,320 | — | — |
| 2022 | $2,590 | $1,340 | $1,250 | — | — |