Plan Snapshot
- Plan Sponsor: Neuberger Berman Investment Advisers LLC
- Sponsor EIN: 844332954
- Sponsor Address: 190 SOUTH LASALLE STREET, CHICAGO, IL, 60603
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $803.2M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $803.2M | $0 | $0 |
| 2023 | 0 | $715.9M | $0 | $0 |
| 2022 | 0 | $482.6M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NEUBERGER BERMAN INVESTMENT ADVISER | Other Service Provider | $1,567,857 | — | $1,567,857 |
| U.S. BANCORP FUND SERVICES LLC | Other Service Provider | $284,063 | — | $284,063 |
| US BANK CORPORATE TRUST SERVICES | Custodian / Trustee | $123,954 | — | $123,954 |
| ERNST & YOUNG | Other Service Provider | $61,744 | — | $61,744 |
| PRICEWATERHOUSECOOPERS LLP | Auditor | $35,674 | — | $35,674 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- US BANK CORPORATE TRUST SERVICES — Custodian / Trustee
- PRICEWATERHOUSECOOPERS LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $2,073,292
- Estimated Expense Ratio: 0.258% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $2,227,085 | $1,589,960 | $359,650 | $61,744 | — |
| 2023 | $1,612,554 | $1,228,146 | $226,680 | $61,744 | — |
| 2022 | $1,270,578 | $906,684 | $186,605 | — | $67,244 |