Plan Snapshot
- Plan Sponsor: Neuberger Berman Investment Advisers LLC
- Sponsor EIN: 364196764
- Sponsor Address: 190 SOUTH LASALLE STREET, 24TH FL, CHICAGO, IL, 60603
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $301.8M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $301.8M | $0 | $0 |
| 2023 | 0 | $472.2M | $0 | $0 |
| 2022 | 0 | $429.8M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| U.S. BANCORP FUND SERVICES, LLC | Recordkeeper | $171,263 | — | $171,263 |
| ERNST & YOUNG | Other Service Provider | $71,208 | — | $71,208 |
| PRICEWATERHOUSECOOPERS LLP | Auditor | $57,354 | — | $57,354 |
| US BANK CORPORATE TRUST SERVICES | Custodian / Trustee | $36,604 | — | $36,604 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PRICEWATERHOUSECOOPERS LLP — Auditor
- US BANK CORPORATE TRUST SERVICES — Custodian / Trustee
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $336,429
- Estimated Expense Ratio: 0.111% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $320,532 | — | $175,500 | $71,200 | — |
| 2023 | $313,120 | — | — | $71,208 | — |
| 2022 | $291,449 | — | $148,172 | — | $96,770 |