Plan Snapshot
- Plan Sponsor: Ned Davis Research, INC.
- Sponsor EIN: 592026201
- Sponsor Address: 3665 BEE RIDGE ROAD, SARASOTA, FL, 34233
- Plan Type: 401(k)
- Total Participants: 60
- Total Assets: $26.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 60 | $26.7M | $219,895 | $778,555 |
| 2023 | 70 | $23.6M | $301,538 | $961,622 |
| 2022 | 68 | $19.8M | $277,392 | $875,213 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EC BARRETT, LLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- EC BARRETT, LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $2,525 | — | — | — | — |
| 2023 | $2,775 | — | — | — | — |
| 2022 | $3,150 | — | — | — | — |