Plan Snapshot
- Plan Sponsor: Mountain West Financial, INC.
- Sponsor EIN: 330419992
- Sponsor Address: 31 W. STUART AVENUE, SUITE 200, REDLANDS, CA, 923744581
- Plan Type: 401(k)
- Total Participants: 0
- Total Assets: $0
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $0 | $0 | $0 |
| 2023 | 149 | $15.2M | $182,275 | $824,037 |
| 2022 | 174 | $15.9M | $358,308 | $1.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY COMPANY OF AMERICA | Recordkeeper | $83,728 | — | $83,728 |
| CAPITAL SYNERGY PARTNERS | Investment Advisor | — | $34,088 | $34,088 |
| EEC ADMINISTRATION | Recordkeeper | $27,650 | — | $27,650 |
| EMPOWER ADVISORY GROUP, LLC | Other Service Provider | $6,060 | — | $6,060 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $151,526
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $110,404 | $15 | $64,424 | — | — |
| 2023 | $60,174 | — | $60,174 | — | — |
| 2022 | $81,643 | — | $81,643 | — | — |