Plan Snapshot
- Plan Sponsor: Moelis & Company Holdings LP
- Sponsor EIN: 208980370
- Sponsor Address: 399 PARK AVENUE 5TH FLOOR, NEW YORK, NY, 10022
- Plan Type: 401(k)
- Total Participants: 932
- Total Assets: $206.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 932 | $206.4M | $4.4M | $14.2M |
| 2023 | 828 | $165.8M | $3.9M | $12.9M |
| 2022 | 806 | $131.4M | $3.7M | $11.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | INVESTMENT ADVISOR | $98,367 | — | $98,367 |
| GRASSI & CO., CPA'S P.C. | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MORGAN STANLEY SMITH BARNEY LLC — INVESTMENT ADVISOR
- GRASSI & CO., CPA'S P.C. — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $98,367
- Estimated Expense Ratio: 0.048% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $102,232 | — | — | — | — |
| 2023 | $118,698 | — | — | — | — |
| 2022 | $162,438 | — | — | — | — |