Plan Snapshot
- Plan Sponsor: Deutsche Bank Americas Holding Corp
- Sponsor EIN: 133645372
- Sponsor Address: ATTN CORPORATE TAX DEPARTMENT, NEW YORK, NY, 10019
- Plan Type: 401(k)
- Total Participants: 7,791
- Total Assets: $4.5B
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 7,791 | $4.5B | $71.4M | $113.7M |
| 2023 | 8,101 | $4.1B | $66.3M | $109.1M |
| 2022 | 7,588 | $3.7B | $58.4M | $100.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | ADVISOR | $914,999 | — | $914,999 |
| AON INVESTMENTS USA INC. | INVESTMENT ADVISOR | $623,264 | — | $623,264 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $111,831 | — | $111,831 |
| ERNST & YOUNG U.S. LLP | ACCOUNTANT/AUDITOR | $107,560 | — | $107,560 |
| AON CONSULTING, INC. | CONSULTANT | $23,000 | — | $23,000 |
| WALLACH & ASSOCIATES | ACCOUNTANT/AUDITOR | $9,500 | — | $9,500 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- STRATEGIC ADVISORS, INC. — ADVISOR
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- ERNST & YOUNG U.S. LLP — ACCOUNTANT/AUDITOR
- AON CONSULTING, INC. — CONSULTANT
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $1,790,154
- Estimated Expense Ratio: 0.040% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $2,169,263 | $1,295,843 | $5,400 | $117,060 | — |
| 2023 | $2,171,186 | $1,363,847 | $8,100 | $110,500 | — |
| 2022 | $2,424,146 | $1,277,298 | — | — | — |