Plan Snapshot
- Plan Sponsor: Mental Health Services Of Erie
- Sponsor EIN: 161019944
- Sponsor Address: 227 THORN AVENUE, ORCHARD PARK, NY, 14127
- Plan Type: 401(k)
- Total Participants: 329
- Total Assets: $14.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 329 | $14.8M | $641,290 | $932,339 |
| 2023 | 313 | $13.5M | $600,709 | $838,299 |
| 2022 | 324 | $12.0M | $660,290 | $951,179 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| UBS FINANCIAL SERVICES, INC. | INVESTMENT/FINANCIAL ADVI | $9,613 | — | $9,613 |
| ADP, INC. | RECORD KEEPER | $6,440 | — | $6,440 |
| DOPKINS & COMPANY LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- UBS FINANCIAL SERVICES, INC. — INVESTMENT/FINANCIAL ADVI
- ADP, INC. — RECORD KEEPER
- DOPKINS & COMPANY LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $16,053
- Estimated Expense Ratio: 0.108% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $16,054 | $9,613 | — | — | — |
| 2023 | $75,603 | $41,017 | — | — | — |
| 2022 | $75,118 | — | $75,118 | — | — |