Plan Snapshot
- Plan Sponsor: Luck Brothers, INC.
- Sponsor EIN: 141509121
- Sponsor Address: 73 TRADE ROAD, PLATTSBURGH, NY, 12901
- Plan Type: 401(k)
- Total Participants: 115
- Total Assets: $31.1M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 115 | $31.1M | $1.2M | $566,758 |
| 2023 | 123 | $29.4M | $1.3M | $573,746 |
| 2022 | 126 | $27.0M | $1.2M | $388,188 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MARTINDALE KEYSOR & CO., PLLC | Auditor | -$10,250 | — | -$10,250 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: -$10,250
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $154,295 | $61,009 | $103,536 | -$10,250 | — |
| 2023 | $173,461 | $54,620 | $108,591 | $10,250 | — |
| 2022 | $103,344 | — | $103,344 | — | — |