Plan Snapshot
- Plan Sponsor: Board Of Trustees I.U.O.E. Annuity Local 137 137a 137b 137c 137r
- Sponsor EIN: 133204596
- Sponsor Address: 1360 PLEASANTVILLE ROAD, BRIARCLIFF MANOR, NY, 10510
- Plan Type: DC
- Plan Number: 001
- Total Participants: 1,575
- Total Assets: $277.9M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 1,575 | $277.9M | $0 | $0 |
| 2024 | 717 | $253.3M | $8.4M | $0 |
| 2023 | 745 | $235.3M | $9.3M | $0 |
| 2022 | 778 | $214.1M | $8.6M | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| THE BANK OF NEW YORK MELLON | Other Service Provider | $172,805 | — | $172,805 |
| STACEY BRAUN ASSOCIATES, INC. | Other Service Provider | $161,276 | — | $161,276 |
| SCHULTHEIS AND PANETTIERI LLP | Other Service Provider | $97,673 | — | $97,673 |
| PINNACLE ASSOCIATES LTD. | Investment Advisor | $97,534 | — | $97,534 |
| SAGE ADVISORY SERVICES, LTD | Other Service Provider | $64,093 | — | $64,093 |
| INSIGHT NORTH AMERICA LLC | Other Service Provider | $60,999 | — | $60,999 |
| CONGRESS ASSET MANAGEMENT COMPANY | Other Service Provider | $27,851 | — | $27,851 |
| ROBERT M. CHEVERIE & ASSOC. P.C. | ERISA Attorney | $27,600 | — | $27,600 |
| WELLS FARGO ADVISORS, LLC | Investment Advisor | $25,000 | — | $25,000 |
| MADISON INVESTMENT ADVISORS | Other Service Provider | $17,079 | $4,578 | $21,657 |
| LAZARD ASSET MANAGEMENT | Other Service Provider | $17,962 | — | $17,962 |
| TPA COMPUTER CORP | Other Service Provider | $12,000 | — | $12,000 |
| BASIL CASTROVINCI ASSOCIATES INC. | Other Service Provider | $9,602 | — | $9,602 |
| CLARKE & SAMPSON, INC. | Other Service Provider | — | $5,769 | $5,769 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $801,821
- Estimated Expense Ratio: 0.289% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $11,682,015 | $471,794 | — | $60,863 | — |
| 2024 | $1,228,665 | $615,264 | — | $50,200 | — |
| 2023 | $1,123,899 | $519,158 | — | $46,000 | — |
| 2022 | $1,068,830 | $716,418 | — | — | $122,198 |