Plan Snapshot
- Plan Sponsor: Board Of Trustees I.U.O.E. Annuity Local 137 137a 137b 137c 137r
- Sponsor EIN: 133204596
- Sponsor Address: 1360 PLEASANTVILLE ROAD, BRIARCLIFF MANOR, NY, 10510
- Plan Type: DC
- Total Participants: 717
- Total Assets: $253.3M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 717 | $253.3M | $8.4M | $0 |
| 2023 | 745 | $235.3M | $9.3M | $0 |
| 2022 | 778 | $214.1M | $8.6M | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BANK OF NEW YORK MELLON | NONE | $216,242 | — | $216,242 |
| STACEY BRAUN ASSOCIATES, INC. | NONE | $196,794 | — | $196,794 |
| PINNACLE ASSOCIATES LTD. | INVESTMENT MANAGER | $124,877 | — | $124,877 |
| SCHULTHEIS AND PANETTIERI, LLP | ACCOUNTANT | $89,800 | — | $89,800 |
| INSIGHT NORTH AMERICA LLC | NONE | $81,999 | — | $81,999 |
| CONGRESS ASSET MANAGEMENT COMPANY | NONE | $79,439 | — | $79,439 |
| ROBERT M. CHEVERIE & ASSOC. , P.C. | ATTORNEY | $27,600 | — | $27,600 |
| LAZARD ASSET MANAGEMENT | NONE | $24,468 | — | $24,468 |
| WELLS FARGO ADVISORS, LLC | INVESTMENT ADVISOR | $21,750 | — | $21,750 |
| CLARKE & SAMPSON, INC. | INSURANCE BROKER | — | $15,528 | $15,528 |
| BASIL CASTROVINCI ASSOCIATES INC. | NONE | $9,602 | — | $9,602 |
| TPA COMPUTER CORP | COMPUTER PROGRAMMER | $9,556 | — | $9,556 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PINNACLE ASSOCIATES LTD. — INVESTMENT MANAGER
- SCHULTHEIS AND PANETTIERI, LLP — ACCOUNTANT
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $897,655
- Estimated Expense Ratio: 0.354% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $1,228,665 | $615,264 | — | $50,200 | — |
| 2023 | $1,123,899 | $519,158 | — | $46,000 | — |
| 2022 | $1,068,830 | $716,418 | — | — | $122,198 |