Plan Snapshot
- Plan Sponsor: Board Of Trustees Upstate New York Engineers Health Fund
- Sponsor EIN: 150582931
- Sponsor Address: 101 INTREPID LANE, SYRACUSE, NY, 132050100
- Plan Type: 401(k)
- Plan Number: 501
- Total Participants: 2,393
- Total Assets: $136.6M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 2,393 | $136.6M | $50.9M | $2.2M |
| 2023 | 2,439 | $120.8M | $44.1M | $3.4M |
| 2022 | 2,303 | $111.6M | $39.7M | $3.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| AETNA | Other Service Provider | $644,849 | — | $644,849 |
| SEI INVESTMENT MANAGEMENT CORP. | Other Service Provider | $327,538 | — | $327,538 |
| NOVA HEALTHCARE ADMINISTRATORS | Other Service Provider | $301,412 | — | $301,412 |
| DEBORAH SPAULDING | Other Service Provider | $186,801 | — | $186,801 |
| VICKIE CROAD | Other Service Provider | $159,604 | — | $159,604 |
| JOSEPH W. MCCARTHY & ASSOCIATES | Other Service Provider | $140,345 | — | $140,345 |
| VICTORIA COLE | Other Service Provider | $123,881 | — | $123,881 |
| SCHULTHEIS & PANETTIERI, LLP | Auditor | $116,140 | — | $116,140 |
| BLITMAN & KING, LLP | ERISA Attorney | $110,842 | — | $110,842 |
| LAURIE FREDETTE | Other Service Provider | $110,334 | — | $110,334 |
| SLEVIN & HART, P.C | ERISA Attorney | $108,512 | — | $108,512 |
| PEGEEN JACKSON | Other Service Provider | $102,059 | — | $102,059 |
| MARK DOBRZYNSKI | Other Service Provider | $99,764 | — | $99,764 |
| APRIL MCCORD | Other Service Provider | $88,449 | — | $88,449 |
| CHRISTINE NASIATKA | Other Service Provider | $84,653 | — | $84,653 |
| JENNIFER MCCORD | Other Service Provider | $82,309 | — | $82,309 |
| NINA NICHOLSON | Other Service Provider | $82,154 | — | $82,154 |
| KELLIE ELLSWORTH | Other Service Provider | $80,172 | — | $80,172 |
| SARAH QUINN | Other Service Provider | $74,839 | — | $74,839 |
| OPTUM RX | Other Service Provider | $53,830 | $20,724 | $74,554 |
| KELLEY HARRIGAN | Other Service Provider | $73,553 | — | $73,553 |
| DELTA DENTAL OF NY INC. | Other Service Provider | $59,015 | — | $59,015 |
| PATRICIA REITZ | Other Service Provider | $55,577 | — | $55,577 |
| CHRIS SPAULDING | Other Service Provider | $55,530 | — | $55,530 |
| BOLTON PARTNERS NE, INC. | Other Service Provider | $40,525 | $11,974 | $52,499 |
| KATIE REITZ | Other Service Provider | $48,789 | — | $48,789 |
| ARCARA. ZUCARELLI, LENDA & ASSOC. | Other Service Provider | $47,283 | — | $47,283 |
| CHRISTINE FIACCO | Other Service Provider | $42,616 | — | $42,616 |
| MELANIE WILBUR | Other Service Provider | $41,055 | — | $41,055 |
| BRIDGEWAY BENEFIT TECHNOLOGIES | Other Service Provider | $33,705 | — | $33,705 |
| VITEC SOLUTIONS | Other Service Provider | $30,591 | — | $30,591 |
| AP BENEFIT ADVISORS LLC | Other Service Provider | — | $24,271 | $24,271 |
| PRINCIPAL | Recordkeeper | $14,256 | — | $14,256 |
| DAVIS VISION | Other Service Provider | $11,379 | — | $11,379 |
| TRI DELTA RESOURCES | Other Service Provider | $10,830 | — | $10,830 |
| UPSTATE ADVISORS GROUP | Other Service Provider | $9,630 | — | $9,630 |
| SEGAL SELECT INSURANCE SERVICES,INC | Other Service Provider | — | $8,099 | $8,099 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- SCHULTHEIS & PANETTIERI, LLP — Auditor
- SLEVIN & HART, P.C — ERISA Attorney
- PRINCIPAL — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $3,717,889
- Estimated Expense Ratio: 2.722% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $3,229,332 | $337,046 | — | $67,692 | — |
| 2023 | $2,631,592 | $301,158 | — | $73,949 | — |
| 2022 | $2,440,061 | $337,013 | — | — | $402,729 |