Plan Snapshot
- Plan Sponsor: Lazard Asset Management LLC
- Sponsor EIN: 452146398
- Sponsor Address: 2323 GRAND BLVD. 5TH FLOOR, KANSAS CITY, MO, 64108
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $790.6M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $790.6M | $0 | $0 |
| 2023 | 0 | $1.3B | $0 | $0 |
| 2022 | 0 | $1.2B | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| STATE STREET BANK AND TRUST COMPANY | Custodian / Trustee | $429,662 | — | $429,662 |
| UBS | Other Service Provider | — | $190,148 | $190,148 |
| JP MORGAN CHASE SECURITIES | Other Service Provider | — | $173,974 | $173,974 |
| BNP PARIBAS SECURITIES SERVICES | Other Service Provider | — | $137,219 | $137,219 |
| GOLDMAN SACHS & CO. | Investment Advisor | — | $132,578 | $132,578 |
| MORGAN STANLEY & CO., INC. | Other Service Provider | — | $108,612 | $108,612 |
| CREDIT LYONNAIS SECURITIES | Other Service Provider | — | $80,505 | $80,505 |
| JEFFERIES COMPANY | Other Service Provider | — | $78,306 | $78,306 |
| BANK OF AMERICA | Other Service Provider | — | $73,815 | $73,815 |
| CITIGROUP GLOBAL MARKETS INC. | Other Service Provider | — | $67,938 | $67,938 |
| ROYAL BANK OF CANADA | Other Service Provider | — | $61,170 | $61,170 |
| BARCLAYS BANK PLC | Other Service Provider | — | $55,566 | $55,566 |
| DELOITTE | Other Service Provider | $51,708 | — | $51,708 |
| DELOITTE AND TOUCHE LLP | Auditor | $47,376 | — | $47,376 |
| KB SECURITIES CO., LTD. | Other Service Provider | — | $35,905 | $35,905 |
| BMO CAPITAL MARKETS | Other Service Provider | — | $33,444 | $33,444 |
| HSBC | Other Service Provider | — | $19,628 | $19,628 |
| DAIWA CAPITAL MARKETS AMERICA INC. | Other Service Provider | — | $16,200 | $16,200 |
| SOCIETE GENERALE | Other Service Provider | — | $15,598 | $15,598 |
| ABSA BANK LIMITED | Other Service Provider | — | $12,718 | $12,718 |
| PERSHING SECURITIES | Other Service Provider | — | $11,474 | $11,474 |
| XP INVESTIMENTOS CCTVM SA | Other Service Provider | — | $10,721 | $10,721 |
| BANCO PACTUAL S.A. | Other Service Provider | — | $9,931 | $9,931 |
| SANFORD C. BERNSTEIN CO LLC | Other Service Provider | — | $7,340 | $7,340 |
| NOMURA SECURITIES, INC | Other Service Provider | — | $7,065 | $7,065 |
| MIZUHO SECURITIES USA INC | Other Service Provider | — | $6,076 | $6,076 |
| NORDEA BANK ABP | Other Service Provider | — | $6,066 | $6,066 |
| SMBC SECURITIES INC | Other Service Provider | — | $5,312 | $5,312 |
| MACQUARIE SECURITIES LIMITED | Other Service Provider | — | $5,154 | $5,154 |
| VIRTU ITG EUROPE LIMITED | Other Service Provider | — | $5,106 | $5,106 |
| CANACCORDADAMS INC. | Other Service Provider | — | $5,073 | $5,073 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- GOLDMAN SACHS & CO. — Investment Advisor
- DELOITTE AND TOUCHE LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $1,901,388
- Estimated Expense Ratio: 0.240% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $529,573 | — | — | $47,376 | — |
| 2023 | $562,220 | — | $15,000 | $47,358 | — |
| 2022 | $545,442 | — | — | — | $108,721 |