Plan Snapshot
- Plan Sponsor: Lazard Asset Management LLC
- Sponsor EIN: 336363285
- Sponsor Address: 2323 GRAND BLVD. 5TH FLOOR, KANSAS CITY, MO, 64108
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $571.3M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $571.3M | $0 | $0 |
| 2023 | 0 | $285.7M | $0 | $0 |
| 2022 | 0 | $292.3M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| STATE STREET BANK AND TRUST COMPANY | Custodian / Trustee | $131,757 | — | $131,757 |
| DELOITTE AND TOUCHE LLP | Auditor | $49,189 | — | $49,189 |
| WILMER CUTLER PICKERING HALE & DORR | ERISA Attorney | $45,278 | — | $45,278 |
| DELOITTE TAX LLP | Other Service Provider | $40,618 | — | $40,618 |
| UBS | Other Service Provider | — | $32,620 | $32,620 |
| ROYAL BANK OF CANADA | Other Service Provider | — | $29,523 | $29,523 |
| BARCLAYS CAPITAL INC | Other Service Provider | — | $27,426 | $27,426 |
| GOLDMAN SACHS & CO. | Investment Advisor | — | $20,593 | $20,593 |
| BMO CAPITAL MARKETS | Other Service Provider | — | $14,404 | $14,404 |
| JEFFERIES LLC | Other Service Provider | — | $14,115 | $14,115 |
| BNP PARIBAS ARBITRAGE | Other Service Provider | — | $13,936 | $13,936 |
| MORGAN STANLEY & CO., INC. | Other Service Provider | — | $12,879 | $12,879 |
| COWEN AND COMPANY, LLC | Other Service Provider | — | $12,497 | $12,497 |
| JP MORGAN CHASE SECURITIES | Recordkeeper | — | $10,970 | $10,970 |
| BANK OF AMERICA | Other Service Provider | — | $10,009 | $10,009 |
| ITG AUSTRALIA LTD. | Other Service Provider | — | $6,739 | $6,739 |
| SANFORD C BERNSTEIN AND CO LTD | Other Service Provider | — | $5,312 | $5,312 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- DELOITTE AND TOUCHE LLP — Auditor
- WILMER CUTLER PICKERING HALE & DORR — ERISA Attorney
- GOLDMAN SACHS & CO. — Investment Advisor
- JP MORGAN CHASE SECURITIES — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $477,865
- Estimated Expense Ratio: 0.084% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $267,170 | — | — | $49,189 | — |
| 2023 | $235,274 | — | $15,000 | $49,234 | — |
| 2022 | $253,361 | — | — | — | $81,079 |