Plan Snapshot
- Plan Sponsor: Johnson Financial Group, INC.
- Sponsor EIN: 391629756
- Sponsor Address: 555 MAIN STREET SUITE 280, RACINE, WI, 534034615
- Plan Type: 401(k)
- Total Participants: 893
- Total Assets: $278.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 893 | $278.6M | $6.0M | $9.9M |
| 2023 | 908 | $251.1M | $9.9M | $10.2M |
| 2022 | 1,017 | $218.9M | $6.6M | $10.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CAPFINANCIAL PARTNERS LLC | INVESTMENT ADVISOR | $61,200 | — | $61,200 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $41,746 | — | $41,746 |
| WIPFLI LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- WIPFLI LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $102,946
- Estimated Expense Ratio: 0.037% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $102,946 | $61,200 | $300 | — | — |
| 2023 | $85,379 | $60,000 | — | — | — |
| 2022 | $93,915 | — | — | — | — |