Plan Snapshot
- Plan Sponsor: Nicolet National Bank
- Sponsor EIN: 391990426
- Sponsor Address: 111 NORTH WASHINGTON STREET, GREEN BAY, WI, 54301
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 1,198
- Total Assets: $148.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 1,198 | $148.2M | $0 | $0 |
| 2024 | 991 | $124.3M | $4.5M | $6.0M |
| 2023 | 906 | $105.0M | $4.0M | $5.8M |
| 2022 | 912 | $87.5M | $4.0M | $5.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | Recordkeeper | $54,704 | — | $54,704 |
| FORVIS MAZARS | Auditor | $15,651 | — | $15,651 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $70,355
- Estimated Expense Ratio: 0.047% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $11,841,706 | — | — | — | — |
| 2024 | $131,765 | — | — | — | — |
| 2023 | $125,860 | — | — | — | — |
| 2022 | $100,929 | — | $100,929 | — | — |