Plan Snapshot
- Plan Sponsor: Tradewind Group, INC.
- Sponsor EIN: 990291845
- Sponsor Address: 201 MERCHANT STREET, HONOLULU, HI, 96813
- Plan Type: 401(k)
- Total Participants: 439
- Total Assets: $125.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 439 | $125.7M | $2.4M | $4.0M |
| 2023 | 448 | $115.1M | $2.3M | $3.9M |
| 2022 | 401 | $99.9M | $2.5M | $3.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| THE VANGUARD GROUP, INC. | NONE | $60,908 | — | $60,908 |
| RAYMOND JAMES | NONE | $48,000 | — | $48,000 |
| KMH LLP | NONE | $16,806 | — | $16,806 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- THE VANGUARD GROUP, INC. — NONE
- RAYMOND JAMES — NONE
- KMH LLP — NONE
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $125,714
- Estimated Expense Ratio: 0.100% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $128,218 | — | — | — | — |
| 2023 | $129,237 | — | — | — | — |
| 2022 | $126,564 | — | — | — | — |