Plan Snapshot
- Plan Sponsor: John Mullen & Co., INC.
- Sponsor EIN: 990109877
- Sponsor Address: 677 ALA MOANA BLVD., HONOLULU, HI, 96813
- Plan Type: 401(k)
- Total Participants: 77
- Total Assets: $9.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 77 | $9.3M | $205,224 | $480,747 |
| 2023 | 77 | $11.4M | $186,397 | $426,908 |
| 2022 | 73 | $10.7M | $94,945 | $414,512 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| TRANSAMERICA FINANCIAL LIFE INS. CO | RECORDKEEPER | $49,537 | — | $49,537 |
| MERRILL LYNCH LIFE AGENCY, INC. | INVESTMENT ADVISOR | $27,366 | — | $27,366 |
| MC GROUP HAWAII, INC. | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- TRANSAMERICA FINANCIAL LIFE INS. CO — RECORDKEEPER
- MERRILL LYNCH LIFE AGENCY, INC. — INVESTMENT ADVISOR
- MC GROUP HAWAII, INC. — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $76,903
- Estimated Expense Ratio: 0.831% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $76,903 | $27,366 | — | — | — |
| 2023 | $77,676 | $10,868 | $16,302 | — | — |
| 2022 | $76,447 | $10,929 | $16,393 | — | — |