Plan Snapshot
- Plan Sponsor: Imperial Capital, LLC
- Sponsor EIN: 954644495
- Sponsor Address: 10100 SANTA MONICA BLVD, LOS ANGELES, CA, 900674136
- Plan Type: 401(k)
- Total Participants: 90
- Total Assets: $44.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 90 | $44.8M | $274,944 | $1.3M |
| 2023 | 118 | $38.1M | $319,458 | $1.6M |
| 2022 | 132 | $32.5M | $570,295 | $1.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BDO | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BDO — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $112,002 | $75,549 | — | — | — |
| 2023 | $82,361 | $51,476 | — | — | — |
| 2022 | $95,821 | $72,138 | — | — | — |