Plan Snapshot
- Plan Sponsor: Jonestrading Institutional Services LLC
- Sponsor EIN: 510484896
- Sponsor Address: 555 ST. CHARLES DRIVE SUITE #200, THOUSAND OAKS, CA, 91360
- Plan Type: DC
- Total Participants: 175
- Total Assets: $107.2M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 175 | $107.2M | $1.3M | $2.4M |
| 2023 | 164 | $93.7M | $1.1M | $2.3M |
| 2022 | 170 | $80.0M | $1.1M | $2.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| JLK PARTNERS LLP | NONE | $16,000 | — | $16,000 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- JLK PARTNERS LLP — NONE
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $16,000
- Estimated Expense Ratio: 0.015% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $18,760 | — | $319 | $16,000 | — |
| 2023 | $18,514 | — | $2,969 | $15,500 | — |
| 2022 | $17,258 | — | $2,698 | — | $14,500 |