Plan Snapshot
- Plan Sponsor: Horicon Bank
- Sponsor EIN: 390356800
- Sponsor Address: P.O. BOX 144, HORICON, WI, 53032
- Plan Type: DC
- Total Participants: 219
- Total Assets: $46.7M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 219 | $46.7M | $1.3M | $1.0M |
| 2023 | 236 | $44.2M | $714,314 | $1.1M |
| 2022 | 212 | $44.4M | $1.1M | $990,417 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| WIPFLI LLP | TPA | $50,890 | — | $50,890 |
| CREATIVE PLANNING HOLDCO, LLC | INVESTMENT ADVISOR | $45,036 | — | $45,036 |
| CLIFTONLARSONALLEN LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- WIPFLI LLP — TPA
- CREATIVE PLANNING HOLDCO, LLC — INVESTMENT ADVISOR
- CLIFTONLARSONALLEN LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $95,926
- Estimated Expense Ratio: 0.205% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $135,927 | $45,036 | — | — | — |
| 2023 | $143,848 | $31,676 | — | — | — |
| 2022 | $130,025 | $41,264 | — | — | — |