Plan Snapshot
- Plan Sponsor: Grocery Outlet INC.
- Sponsor EIN: 941513561
- Sponsor Address: 5650 HOLLIS STREET, EMERYVILLE, CA, 94608
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 1,243
- Total Assets: $145.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 1,243 | $145.5M | $0 | $0 |
| 2024 | 983 | $130.5M | $6.6M | $7.3M |
| 2023 | 868 | $114.9M | $11,558 | $6.7M |
| 2022 | 751 | $98.7M | $7.2M | $5.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | Recordkeeper | $93,047 | — | $93,047 |
| CAPFINANCIAL PARTNERS LLC | Investment Advisor | $56,772 | — | $56,772 |
| MOSS ADAMS | Auditor | $34,125 | — | $34,125 |
| STRATEGIC ADVISERS LLC | Investment Advisor | $32,995 | — | $32,995 |
| LITTLER MENDELSON P.C. | ERISA Attorney | $26,250 | — | $26,250 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $243,189
- Estimated Expense Ratio: 0.167% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $14,992,496 | $32,995 | — | $34,125 | — |
| 2024 | $214,211 | $93,978 | — | $32,550 | — |
| 2023 | $205,278 | $66,023 | — | $65,100 | — |
| 2022 | $202,472 | $25,212 | — | — | — |