Plan Snapshot
- Plan Sponsor: Fourth Edition INC.
- Sponsor EIN: 221734198
- Sponsor Address: PO BOX 1709, ENGLEWOOD CLIFFS, NJ, 07632
- Plan Type: DB
- Total Participants: 2
- Total Assets: $32.3M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 2 | $32.3M | $0 | $0 |
| 2023 | 2 | $44.2M | $3.9M | $0 |
| 2022 | 2 | $42.1M | $3.9M | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| JOHN HANCOCK RETIREMENT | RETAINED BY EMPLOYER | $121,254 | — | $121,254 |
| SLC MANAGEMENT | RETAINED BY EMPLOYER | $54,553 | — | $54,553 |
| CAPTRUST FINANCIAL ADVISORS LLC | RETAINED BY EMPLOYER | $33,700 | — | $33,700 |
| ROSENBERG RICH BAKER BERMAN, P.A. | RETAINED BY EMPLOYER | $18,000 | — | $18,000 |
| THE BANK OF NEW YORK MELLON | RETAINED BY EMPLOYER | $14,088 | — | $14,088 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- JOHN HANCOCK RETIREMENT — RETAINED BY EMPLOYER
- CAPTRUST FINANCIAL ADVISORS LLC — RETAINED BY EMPLOYER
- ROSENBERG RICH BAKER BERMAN, P.A. — RETAINED BY EMPLOYER
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $241,595
- Estimated Expense Ratio: 0.748% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $512,107 | $88,253 | $121,254 | $18,000 | — |
| 2023 | $826,904 | $126,477 | $181,268 | $26,000 | — |
| 2022 | $774,430 | $95,756 | $212,098 | — | $19,095 |