Plan Snapshot
- Plan Sponsor: Firestone Walker, INC. Dba Firestone Walker Brewing Co.
- Sponsor EIN: 811046925
- Sponsor Address: 1749 RAMADA DRIVE, PASO ROBLES, CA, 93446
- Plan Type: 401(k)
- Total Participants: 439
- Total Assets: $25.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 439 | $25.7M | $1.4M | $1.4M |
| 2023 | 413 | $23.7M | $2.5M | $1.3M |
| 2022 | 408 | $18.8M | $1.5M | $1.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| COMPASS360 | CONTRACT ADMIN | $54,793 | — | $54,793 |
| MMA SECURITIES LLC | INVESTMENT ADVISOR | $32,444 | — | $32,444 |
| EMPOWER ANNUITY INSURANCE COMPANY | RECORDKEEPER | $29,635 | — | $29,635 |
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MGMT | $19,699 | — | $19,699 |
| CALIBER AUDIT & ATTEST, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CALIBER AUDIT & ATTEST, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $136,571
- Estimated Expense Ratio: 0.532% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $127,651 | $94,504 | $21,131 | — | — |
| 2023 | $103,016 | $79,745 | $18,248 | — | — |
| 2022 | $95,544 | — | $95,544 | — | — |