Plan Snapshot
- Plan Sponsor: Sierra Nevada Brewing Co.
- Sponsor EIN: 680025654
- Sponsor Address: 1075 E. 20TH. STREET, CHICO, CA, 95928
- Plan Type: 401(k)
- Total Participants: 1,109
- Total Assets: $226.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,109 | $226.1M | $6.2M | $7.8M |
| 2023 | 1,031 | $193.6M | $6.1M | $7.4M |
| 2022 | 1,066 | $157.0M | $5.3M | $7.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| LPL FINANCIAL | INVESTMENT ADVISOR | $31,177 | — | $31,177 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $29,297 | — | $29,297 |
| COLTON GROOME FINANCIAL ADVISORS | INVESTMENT ADVISOR | $18,000 | — | $18,000 |
| KCOE ISOM, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- LPL FINANCIAL — INVESTMENT ADVISOR
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- COLTON GROOME FINANCIAL ADVISORS — INVESTMENT ADVISOR
- KCOE ISOM, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $78,474
- Estimated Expense Ratio: 0.035% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $77,123 | $49,177 | — | — | — |
| 2023 | $154,642 | $86,269 | — | — | — |
| 2022 | $167,612 | — | — | — | — |