Plan Snapshot
- Plan Sponsor: Dz Bank Ag, New York Branch
- Sponsor EIN: 132847358
- Sponsor Address: 1 VANDERBILT AVENUE, NEW YORK, NY, 10017
- Plan Type: DB
- Total Participants: 68
- Total Assets: $47.8M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 68 | $47.8M | $0 | $0 |
| 2023 | 61 | $45.5M | $0 | $0 |
| 2022 | 62 | $44.4M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NEW YORK LIFE INSURANCE COMPANY | NONE | $29,037 | — | $29,037 |
| WIPFLI LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- NEW YORK LIFE INSURANCE COMPANY — NONE
- WIPFLI LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $29,037
- Estimated Expense Ratio: 0.061% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $29,037 | — | $29,037 | — | — |
| 2023 | $29,766 | — | $29,766 | — | — |
| 2022 | $30,141 | — | $30,141 | — | — |