Plan Snapshot
- Plan Sponsor: Diligent Corporation
- Sponsor EIN: 811402466
- Sponsor Address: 1385 BROADWAY 19TH FLOOR, NEW YORK, NY, 10018
- Plan Type: 401(k)
- Total Participants: 485
- Total Assets: $84.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 485 | $84.4M | $2.8M | $6.1M |
| 2023 | 781 | $74.5M | $3.2M | $6.6M |
| 2022 | 692 | $61.4M | $3.3M | $7.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CLARK NUBER P.S. | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $105,034 | $37,500 | — | — | — |
| 2023 | $65,707 | — | — | $20,705 | — |
| 2022 | $86,379 | — | — | — | — |