Plan Snapshot
- Plan Sponsor: Delaware North Companies, Incorporated
- Sponsor EIN: 160994528
- Sponsor Address: 250 DELAWARE AVENUE, BUFFALO, NY, 142022014
- Plan Type: 401(k)
- Total Participants: 9,204
- Total Assets: $343.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 9,204 | $343.5M | $9.8M | $21.4M |
| 2023 | 8,499 | $312.9M | $8.7M | $19.8M |
| 2022 | 7,796 | $264.2M | $6.5M | $15.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| JOHN HANCOCK RETIREMENT PLAN SVCS. | N/A | $352,095 | — | $352,095 |
| MORGANSTANLEY SMITHBARNEY LLC | N/A | $78,000 | — | $78,000 |
| TRONCONI SEGARRA & ASSOCIATES | Auditor | $3,500 | — | $3,500 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $433,595
- Estimated Expense Ratio: 0.126% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $437,527 | $78,000 | $352,095 | $3,500 | — |
| 2023 | $432,208 | $78,000 | $347,044 | $6,500 | — |
| 2022 | $443,222 | $81,443 | $356,579 | — | $5,200 |