Plan Snapshot
- Plan Sponsor: Dave Vanauken, Plan Administrator Local No. 112 Annuity Fund
- Sponsor EIN: 161189531
- Sponsor Address: 11 GRISWOLD ST., BINGHAMTON, NY, 13904
- Plan Type: DC
- Total Participants: 482
- Total Assets: $39.5M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 482 | $39.5M | $3.0M | $0 |
| 2023 | 487 | $34.9M | $2.9M | $0 |
| 2022 | 491 | $28.5M | $2.6M | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MERRILL LYNCH | NONE | $13,619 | — | $13,619 |
| D'ARCANGELO & CO., LLP | NONE | $9,200 | — | $9,200 |
| BLITMAN & KING LLP | NONE | $6,527 | — | $6,527 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MERRILL LYNCH — NONE
- D'ARCANGELO & CO., LLP — NONE
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $29,346
- Estimated Expense Ratio: 0.074% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $166,234 | $126,975 | — | $9,200 | — |
| 2023 | $166,024 | $128,325 | — | $8,950 | — |
| 2022 | $155,060 | $115,547 | — | — | $17,352 |