Plan Snapshot
- Plan Sponsor: United Associated Pension Fund Local 13
- Sponsor EIN: 160778864
- Sponsor Address: 1850 MT. READ BLVD, ROCHESTER, NY, 146153703
- Plan Type: DB
- Total Participants: 582
- Total Assets: $373.4M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 582 | $373.4M | $12.8M | $0 |
| 2023 | 554 | $360.0M | $12.2M | $0 |
| 2022 | 554 | $340.6M | $12.1M | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MANNING & NAPIER ADVISORS, INC. | NONE | $475,409 | — | $475,409 |
| U.A. LOCAL 13 EMPLOYERS GRP INS FD | RELATED PARTY/SHARED EXP. | $260,802 | — | $260,802 |
| KAYNE ANDERSON CAPITAL ADVISORS | NONE | $235,300 | — | $235,300 |
| WALTER SCOTT & PARTNERS LIMITED | NONE | $172,870 | — | $172,870 |
| WINSLOW CAPITAL MANAGEMENT | NONE | $165,989 | — | $165,989 |
| CHEIRON | NONE | $120,870 | — | $120,870 |
| KARPUS INVESTMENT MGMT | NONE | $117,038 | — | $117,038 |
| JP MORGAN | NONE | $107,472 | — | $107,472 |
| MORGAN STANLEY SMITH BARNEY | NONE | $87,111 | — | $87,111 |
| ASHERKELLY | NONE | $64,268 | — | $64,268 |
| BRANDYWINE GLOBAL INVESTMENT | NONE | $63,227 | — | $63,227 |
| BONADIO & CO., LLP | NONE | $58,705 | — | $58,705 |
| SEGAL MARCO ADVISORS, INC. | NONE | $43,004 | — | $43,004 |
| U.A. LOCAL 13 BUILDING, INC. | RELATED PARTY/RENT | $20,000 | — | $20,000 |
| PHOENIX GRAPHICS, INC. | NONE | $6,775 | — | $6,775 |
| BRIDGEWAY | NONE | $6,067 | — | $6,067 |
| UNITED ACTUARIAL SERVICES, INC. | NONE | $5,083 | — | $5,083 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MORGAN STANLEY SMITH BARNEY — NONE
- BONADIO & CO., LLP — NONE
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $2,009,990
- Estimated Expense Ratio: 0.538% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $2,122,859 | $1,510,424 | — | $27,530 | — |
| 2023 | $1,935,258 | $1,375,941 | — | $27,530 | — |
| 2022 | $1,597,175 | $1,091,887 | — | — | $263,449 |