Plan Snapshot
- Plan Sponsor: D.F. King & Co., INC.
- Sponsor EIN: 132590221
- Sponsor Address: 48 WALL STREET, NEW YORK, NY, 100052903
- Plan Type: DB
- Total Participants: 12
- Total Assets: $14.2M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 12 | $14.2M | $308,308 | $0 |
| 2023 | 12 | $13.9M | $560,258 | $0 |
| 2022 | 18 | $12.8M | $394,557 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MMA ASSET MANAGEMENT LLC | Other Service Provider | $47,546 | — | $47,546 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $47,546
- Estimated Expense Ratio: 0.334% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $52,778 | $47,546 | — | — | — |
| 2023 | $19,855 | $19,855 | — | — | — |
| 2022 | $214,597 | $54,759 | — | — | — |