Plan Snapshot
- Plan Sponsor: Corient Services LLC
- Sponsor EIN: 873513335
- Sponsor Address: 830 BRICKELL PLAZA, MIAMI, FL, 33131
- Plan Type: 401(k)
- Total Participants: 1,200
- Total Assets: $267.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,200 | $267.2M | $7.7M | $16.6M |
| 2023 | 1,472 | $226.6M | $7.2M | $15.1M |
| 2022 | 910 | $151.6M | $5.6M | $11.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CORRELL CO | RECORD KEEPER | $154,880 | — | $154,880 |
| ASSURANCE ADVISORY | ADVISOR | $131,492 | — | $131,492 |
| CHARLES SCHWAB TRUST BANK | SERVICE PROVIDER | — | $64,124 | $64,124 |
| CORIENT PRIVATE WEALTH LLC | ADVISOR | $18,387 | — | $18,387 |
| CHARLES SCHWAB & CO., INC. | BROKERAGE | $12,847 | — | $12,847 |
| DYNASTY WEALTH MANAGEMENT LLC | ADVISOR | $9,344 | — | $9,344 |
| ERNST & YOUNG | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CHARLES SCHWAB TRUST BANK — SERVICE PROVIDER
- CORIENT PRIVATE WEALTH LLC — ADVISOR
- CHARLES SCHWAB & CO., INC. — BROKERAGE
- ERNST & YOUNG — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $391,074
- Estimated Expense Ratio: 0.146% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $286,371 | $286,371 | — | — | — |
| 2023 | $251,186 | $112,460 | — | — | — |
| 2022 | $155,350 | $66,869 | — | — | $78,269 |