Plan Snapshot
- Plan Sponsor: Charles Ross & Son Company
- Sponsor EIN: 111260400
- Sponsor Address: 710 OLD WILLETS PATH, HAUPPAUGE, NY, 11788
- Plan Type: 401(k)
- Total Participants: 137
- Total Assets: $12.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 137 | $12.8M | $327,016 | $550,562 |
| 2023 | 138 | $15.2M | $333,882 | $602,489 |
| 2022 | 140 | $13.2M | $314,556 | $586,454 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MERCER INVESTMENTS, LLC | INVESTMENT ADVISOR | $53,837 | — | $53,837 |
| EMPOWER ANNUITY INSURANCE COMPANY O | RECORDKEEPER | $15,177 | — | $15,177 |
| CLIFTONLARSONALLEN LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CLIFTONLARSONALLEN LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $69,014
- Estimated Expense Ratio: 0.538% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $69,981 | $54,804 | — | — | — |
| 2023 | $71,538 | $622 | — | — | — |
| 2022 | $59,641 | — | $59,641 | — | — |