Plan Snapshot
- Plan Sponsor: Roechling Medical Rochester, L.P.
- Sponsor EIN: 455284944
- Sponsor Address: 999 RIDGEWAY AVENUE, ROCHESTER, NY, 14615
- Plan Type: 401(k)
- Total Participants: 462
- Total Assets: $25.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 462 | $25.1M | $572,955 | $1.9M |
| 2023 | 484 | $22.5M | $556,487 | $1.7M |
| 2022 | 487 | $18.9M | $521,414 | $1.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $92,368 | — | $92,368 |
| EDWARD JONES | INVESTMENT ADVISORY | — | $40,548 | $40,548 |
| ASCENSUS | CONTRACT ADMINISRATOR | $8,036 | $9,825 | $17,861 |
| DANNIBLE & MCKEE, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ASCENSUS — CONTRACT ADMINISRATOR
- DANNIBLE & MCKEE, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $150,777
- Estimated Expense Ratio: 0.600% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $100,404 | — | $100,404 | — | — |
| 2023 | $84,615 | — | $84,615 | — | — |
| 2022 | $100,011 | — | $100,011 | — | — |